FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058804301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Sune Gaulsh, Respondent Former General Securities Representative CRD No. 5797295 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Sune Gaulsh submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.