9522. Initiation of Eligibility Proceeding; Member Regulation Consideration
This version was introduced with the filing of SR-FINRA-2020-015, which has been filed for Immediate Effectiveness.
9351. Discretionary Review by FINRA Board
This version was introduced with the filing of SR-FINRA-2020-015, which has been filed for Immediate Effectiveness.
9349. National Adjudicatory Council Formal Consideration; Decision
This version was introduced with the filing of SR-FINRA-2020-015, which has been filed for Immediate Effectiveness.
9341. Oral Argument
This version was introduced with the filing of SR-FINRA-2020-015, which has been filed for Immediate Effectiveness. This version is temporary and effective from May 8, 2020 through June 15, 2020, pending any future extensions.
(a) Request for Oral Argument
A Party may request oral argument before the Subcommittee or, if applicable, the Extended Proceeding Committee.
9321. Transmission of Record
This version was introduced with the filing of SR-FINRA-2020-015, which has been filed for Immediate Effectiveness.
9146. Motions
This version was introduced with the filing of SR-FINRA-2020-015, which has been filed for Immediate Effectiveness. This version is temporary and effective from May 8, 2020 through June 15, 2020, pending any future extensions.
(a) General Requirement for Motions
A Party may make a written or oral motion, subject to limitations set forth below.
9133. Service of Papers Other Than Complaints, Orders, Notices, or Decisions
This version was introduced with the filing of SR-FINRA-2020-015, which has been filed for Immediate Effectiveness.