FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Halil Kozi (CRD No. 1121714), Respondent. Disciplinary Proceeding No. 2016048921102 Hearing Officer-DDM ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 17, 2020 INTRODUCTION Disciplinary Proceeding No. 2016048921102 was filed on September 17, 2019 by the

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018056477801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Pluris Capital Group, Inc., Respondent Member Firm BD No. 30811 John Fletcher, Respondent General Securities Representative CRD No. 2750926 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondents Pluris Capital Group, Inc, ("Pluris” or the "Firm”) and John Fletcher (collectively, "Respondents”) submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of