Webinar: Move Over Firm Gateway; FINRA Gateway is Coming Soon
Register to attend an upcoming webinar which will introduce FINRA Gateway, the new FINRA reporting and compliance user experience, which will roll out over the coming months. The new system, powered by FINRA's Digital Experience Transformation (DXT) initiative, is designed to streamline the FINRA compliance and reporting experience by providing a more flexible solution that can be customized to hone in on your needs. These webinars will include a demonstration of the new platform, a discussion of the rollout plan for users, and provide time for Q&A.
Deadline for Comments on Regulatory Notice 20-05
FINRA Requests Comment on a Proposal to Implement the Recommendations of the CE Council Regarding Enhancements to the Continuing Education Program for Securities Industry Professionals