FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058057401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Imran N. Razvi, Respondent Former Investment Company and Variable Contracts Products and General Securities Representative CRD No. 3042006 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Imran N. Razvi submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the