Technical NoticeFINRA to Publish Weekly Aggregated Reports and Statistics for U.S. Treasury Securities Effective Date: March 10, 2020
February 10, 2020
Trade Reporting and Compliance Engine (TRACE)
Background
On December 20, 2019, the SEC approved an amendment to FINRA Rule 6750 to permit the publication of weekly aggregated transaction information and statistics on U.S. Treasury Securities. Starting Tuesday March 10, the new TRACE data aggregates will be published on FINRA’s website (www.finra.org).
SR-FINRA-2020-005
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the Code of Arbitration Procedure for Customer Disputes (“Customer Code”) and the Code of Arbitration Procedure for Industry Disputes (“Industry Code”) (together, “Codes”) to apply minimum fees to requests for expungement of customer dispute information.
Technical NoticeHoliday Reminder Regarding ORF Market Data
February 10, 2020
In observance of Presidents’ Day, the Over-the-Counter Reporting Facility (ORF) will be closed on Monday, February 17, 2020. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.
Technical NoticeHoliday Reminder Regarding TRF Market Data
February 10, 2020
In observance of Presidents’ Day, the FINRA/Exchange Trade Reporting Facilities (TRFs) will be closed on Monday, February 17, 2020. Thank you for your attention to this matter. Please contact FINRA Market Operations at (866) 776-0800 if you have any questions.
Technical NoticeHoliday Reminder Regarding ADF Market Data
February 10, 2020
In observance of Presidents’ Day, the FINRA Alternative Display Facility (ADF) will be closed on Monday, February 17, 2020. Thank you for your attention to this matter. Please contact FINRA Market Operations at (866) 776-0800 if you have any questions.
Technical NoticeHoliday Reminder Regarding TRACE Market Data
February 10, 2020
In observance of Presidents’ Day, the TRACE system will be closed on Monday, February 17, 2020. Thank you for your attention to this matter. Please contact FINRA Operations at (866) 776-0800 if you have any questions.
17-02911.pdf
Consolidated with 17-00757