FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072601101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joseph Michael Cucinotta, Jr. (Respondent) General Securities Representative CRD No. 3272604 Pursuant to FINRA Rule 9216, Respondent Joseph Michael Cucinotta, Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.