SR-FINRA-2019-014

Rule Filing Status:  Approved

Rule change to amend FINRA Rule 6730 (Transaction Reporting) to provide members additional time to report to the Transaction Reporting and Compliance Engine (“TRACE”) transactions in U.S. Treasury Securities executed to hedge a primary market transaction, and to adopt a new modifier to identify such transactions.
 

FINRA Rules

ul.rulebook{list-style-type:none;padding-left:0px;} ul.rulebook ul.rulebook{list-style-type:none;padding-left:30px;} ul.rulebook ul.rulebook ul.rulebook{list-style-type:none;padding-left:60px;} ul.rulebook ul.rulebook ul.rulebook ul.rulebook{list-style-type:none;padding-left:90px;} ul.rulebook li{margin-top:20px;text-transform:uppercase;font-weight:400} #tab-links, .book{display:none;}

Expand All | Collapse All

Subscribe to