3-18350 Meyers Associates, L.P. CRD 34171 - Opinion of the Commission va (2019-1564359575402).pdf
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 86193 / June 24, 2019 Admin. Proc. File No. 3-18350 In the Matter of the Application of MEYERS ASSOCIATES, L.P. For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION--REVIEW OF DISCIPLINARY PROCEEDING Former FINRA member firm appeals from FINRA disciplinary proceeding finding that the firm failed to adequately supervise its Chicago office and failed