FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049875801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: ABN AMRO Clearing Chicago LLC, Respondent Member Firm CRD No. 14020 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.