FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052066501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Raleigh Kraft, Respondent Registered Representative CRD No. 1036719 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Raleigh Kraft submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062603701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Hannah Burgess, Respondent Non-Registered Fingerprint Person CRD No. 7048323 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Hannah Burgess ("Burgess" or "Respondent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016047569601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Newbridge Securities Corporation, Respondent Member Firm CRD No. 104065 Bruce H. Jordan, Respondent General Securities Principal CRD No. 1223556 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Newbridge Securities Corporation and Bruce H.