FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057425201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mason Gann, Respondent CRD 4030936 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Mason Gann submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056557101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kerry D. Wills, Respondent General Securities Representative CRD No. 1353739 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Kerry D. Wills ("Wills" or "Respondent") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. JESSE GIL (CRD NO. 5188650), RESPONDENT. DISCIPLINARY PROCEEDING NO. 2016051814301 HEARING OFFICER - RES ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 16, 2020 INTRODUCTION Disciplinary Proceeding No. 2016051814301 was filed on August 26, 2019, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or