FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058765701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael G. King, Jr., Respondent Former General Securities Representative and General Securities Principal CRD No. 1264094 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Michael G. King, Jr. submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.