FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063328201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daniel K. Boyle, Respondent Registered Representative CRD No. 5980470 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Daniel K. Boyle ("Respondent" or "Boyle") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057094902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bryce J. Vance, Respondent Former Registered Representative CRD No. 6499644 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Bryce J. Vance submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.