FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063054201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Apostolos Pitsironis, Respondent Former General Securities Representative Former General Securities Sales Supervisor CRD No. 2804907 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Apostolos Pitsironis submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060502601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John C. Howley, Respondent Former Registered Representative CRD No. 2229244 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John C. Howley ("Howley"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060178301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Peter G. Plaut, Respondent Registered Representative CRD No. 2174346 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Peter G. Plaut ("Plaut"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing