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Broker Dealer Firms We Regulate - I

I-BANKERS SECURITIES, INC.
1200 N FEDERAL HWY, SUITE 215, BOCA RATON, FL 33432

I5EQUITY
1700 MONTGOMERY STREET, SUITE 108, SAN FRANCISCO, CA 94111
Mailing Address: 1700 MONTGOMERY ST, SUITE 108, SAN FRANCISCO, CA 94111

IA GLOBAL CAPITAL LLC
101 PARK AVENUE, 38TH FLOOR, NEW YORK CITY, NY 10178
Mailing Address: 244 MADISON AVENUE, #385, NEW YORK CITY, NY 10016

IAFF-FC INVESTMENTS LLC
1750 NEW YORK AVENUE NW, SUITE 300, WASHINGTON, DC 20006

IASG ALTERNATIVES, LLC
141 WEST JACKSON BLVD, SUITE 1940, CHICAGO, IL 60604

Broker Dealer Firms We Regulate - H

H & L EQUITIES, LLC
1175 PEACHTREE ST., NE, SUITE 2200, ATLANTA, GA 30361-6206

H. C. DENISON CO.
618 NORTH 7TH STREET, SHEBOYGAN, WI 53081
Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028

H.C.WAINWRIGHT & CO., LLC
430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022

HAITONG INTERNATIONAL SECURITIES (USA) INC.
1460 BROADWAY, SUITE 11017, NEW YORK, NY 10036

HALEY SECURITIES, INC.
8712 WEST DODGE ROAD STE. 402, OMAHA, NE 68114

HALIFAX AMERICA LLC
5900 SEPULVEDA BLVD #304, SHERMAN OAKS, CA 91411

Broker Dealer Firms We Regulate - G

G. A. REPPLE & COMPANY
101 NORMANDY RD, CASSELBERRY, FL 32707

G.DISTRIBUTORS, LLC
ONE CORPORATE CENTER, RYE, NY 10580-1435

G.RESEARCH, LLC
ONE CORPORATE CENTER, RYE, NY 10580-1435

G.W. SHERWOLD ASSOCIATES, INC
22994 EL TORO ROAD, LAKE FOREST, CA 92630

G1 EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 1700, CHICAGO, IL 60604

GAGNON SECURITIES, LLC
1370 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

GALAXY DIGITAL PARTNERS LLC
300 VESEY STREET, 13TH FLOOR, NEW YORK, NY 10282

Broker Dealer Firms We Regulate - F

FAIRMOUNT PARTNERS LP
555 EAST LANCASTER AVENUE, SUITE 640, RADNOR, PA 19087

FAIRPORT CAPITAL, INC.
9141 E. HIDDEN SPUR TRAIL, SCOTTSDALE, AZ 85255

FAIRVIEW SECURITIES, INC.
154 LONG LOTS ROAD, WESTPORT, CT 06880

FALCON SQUARE CAPITAL, LLC
3701 LAKE BOONE TRAIL, SUITE 100, RALEIGH, NC 27607

FALLBROOK CAPITAL SECURITIES CORP.
26610 AGOURA ROAD, SUITE 120, CALABASAS, CA 91302

FALLS BRIDGE SECURITIES, LLC
32 N BRYN MAWR AVE, SUITE 200, BRYN MAWR, PA 19010

Broker Dealer Firms We Regulate - E

E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005

E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

E.F. HUTTON & CO. LLC
141 ROADRUNNER PARKWAY #141A, SUITE 123, LAS CRUCES, NM 88011
Mailing Address: 141 ROADRUNNER PARKWAY #141A, LAS CRUCES, NM 88011

E.K. WALLACE SECURITIES LLC
25 WEST 13TH STREET, APT. 1AN, NEW YORK, NY 10011

Broker Dealer Firms We Regulate - D

D-MERC SERVICES
375 BALSAM ST, LAKEWOOD, CO 80226

D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

D. BORAL CAPITAL
590 MADISON AVE, 39TH FLOOR, NEW YORK, NY 10022

D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

D.E. SHAW SECURITIES, L.L.C.
TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY 10001

D.H. HILL SECURITIES, LLLP
1543 GREEN OAK PLACE, SUITE 100, KINGWOOD, TX 77339

Broker Dealer Firms We Regulate - C

C&C TRADING L.L.C.
35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

C.R. LLOYD INVESTMENT SERVICES, LLC
150 E 4TH PLACE, SUITE 600, SIOUX FALLS, SD 57104

C2M SECURITIES, LLC
7315 THREE CHOPT ROAD, RICHMOND, VA 23226

CABIN SECURITIES, INC.
6240 W 135TH STREET, SUITE 214, OVERLAND PARK, KS 66223

CABOT LODGE SECURITIES LLC
425 N MARTINGALE RD, SUITE 1220, SCHAUMBURG, IL 60173

CABRERA CAPITAL MARKETS, LLC
227 W. MONROE ST., SUITE 3000, CHICAGO, IL 60606