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2021070602901 The Jeffrey Matthews Financial Group, LLC CRD 41282 AWC lp (2024-1724631611505).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070602901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: The Jeffrey Matthews Financial Group, LLC (Respondent) Member Firm CRD No. 41282 Pursuant to FINRA Rule 9216, Respondent The Jeffrey Matthews Financial Group, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.