FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079728001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Maureen J. D'Amico (Respondent) General Securities Representative CRD No. 2283701 Pursuant to FINRA Rule 9216, Respondent Maureen J. D' Amico submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.