For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Gloria Dalton is Vice President and Head of the Office of International Affairs at FINRA. In this capacity, she leads and facilitates FINRA’s engagement with foreign regulators through bilateral cooperation, information-sharing and participation in multilateral organizations and regulatory forums. Her team also monitors global regulatory developments impacting firms, markets, and investors.
Michael Dillon, Senior Vice President, Enterprise Delivery Services, oversees FINRA’s assurance, engineering, user experience, operations, development tools and application support services.
Ivy Ho, Vice President of Technology, leads product development of a diverse portfolio of applications for FINRA’s external stakeholders including FINRA member firms, the Securities and Exchange Commission, other regulators and the public.
Tigran Khrimian is Chief Technology Engineering Officer responsible for driving technology strategy, enhancing product development, fostering innovation, and ensuring technological capabilities align with FINRA's business goals.
Mr. Khrimian oversees a portfolio of 200+ products, exabyte scale data footprint in the Cloud and AI to analyze and extract insights from the data. He played a pivotal role in the FINRA cloud migration and digital experience transformation.
David Budd is Vice President in Technology with responsibility for technology programs for the Market Regulation, Transparency Services and the National Cause and Financial Crimes Detection Programs business areas.
Mr. Budd joined FINRA in 1999, and has managed technology for several regulatory programs, including external interfaces for the first Alternative Display Facility, and the design and implementation of Transparency Services’ Multi-Product Platform. He also directed the technology integration of Cboe Regulation into FINRA.
Terrence Bohan is the Vice President of Investigations for Enforcement. In that capacity, he manages Enforcement's investigators located throughout the various FINRA offices nationwide as they investigate potential securities violations and, when warranted, bring formal disciplinary actions against firms and their associated persons. Mr. Bohan also oversees the Forensic Investigations and Litigation Support group, which supports FINRA's use of forensic tools and e-discovery technologies. He joined FINRA in 2018.
