2018057635002 Amanda Justine Sarabia CRD 6437164 Order sl (2019-1563754781392).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Amanda Justine Sarabia CRD No. 6437164, Respondent. Disciplinary Proceeding No. 2018057635002 Hearing Officer LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 21, 2019 INTRODUCTION Disciplinary Proceeding No. 2018057635002 was filed on April 18, 2019, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Amanda Justine Sarabia submitted