| FINRA.org

Rule 781. Allocation of Exercise Assignment Notices

This rule is no longer applicable effective February 17, 2009.

Rule 780. Exercise of Option Contracts

This rule is no longer applicable effective February 17, 2009.

Rule 732. Customer Complaints

This rule is no longer applicable effective February 17, 2009.

Rule 730. Statement of Accounts

This rule is no longer applicable effective February 17, 2009.

Rule 728. Restricted Stock

This rule is no longer applicable effective February 17, 2009.

Rule 727. Transactions with Issuers

This rule is no longer applicable effective February 17, 2009.

No member or member organization shall accept an order for the account of any corporation which is the issuer of a stock underlying a stock option contract for the sale (writing) of a call option contract with respect to that underlying stock.

Amendment.
October 7, 1982.

Rule 726. Delivery of Options Disclosure Document and Prospectus

This rule is no longer applicable effective February 17, 2009.

Rule 725. Confirmations

This rule is no longer applicable effective February 17, 2009.

Rule 724. Discretionary Accounts

This rule is no longer applicable effective February 17, 2009.

Rule 723. Suitability

This rule is no longer applicable effective February 17, 2009.

Subscribe to