Rule 722. Supervision of Accounts
This rule is no longer applicable effective February 17, 2009.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable effective February 17, 2009.
This rule is no longer applicable effective February 17, 2009.
Except to the extent that specific provisions relating to transacting business with the public in options contracts govern, the provisions of all other rules relating to conduct of accounts (Rules 401–413) shall be applicable, unless the context otherwise requires.
This rule is no longer applicable effective February 17, 2009.
This rule is no longer applicable effective February 17, 2009.
This rule is no longer applicable effective February 17, 2009.
This rule is no longer applicable effective February 17, 2009.
This rule is no longer applicable effective February 17, 2009.
This rule is no longer applicable effective February 17, 2009.
This rule is no longer applicable effective December 15, 2008.