13506. Discovery Requests
This rule is no longer applicable. NASD Rule 13506 has been superseded by FINRA Rule 13506. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 13506 has been superseded by FINRA Rule 13506. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13505 has been superseded by FINRA Rule 13505. Please consult the appropriate FINRA Rule.
This rule is no longer applicable effective December 15, 2008.
The Industry Code will apply to claims filed on or after April 16, 2007. In addition, the list selection provisions of the Industry Code will apply to previously filed claims in which a list of arbitrators must be generated after April 16, 2007; in these cases, however, the claim will continue to be governed by the remaining provisions of the old Code unless all parties agree to proceed under the new code.
This rule is no longer applicable. NASD Rule 13503 has been superseded by FINRA Rule 13503. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13502 has been superseded by FINRA Rule 13502. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13501 has been superseded by FINRA Rule 13501. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13500 has been superseded by FINRA Rule 13500. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13414 has been superseded by FINRA Rule 13414. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13413 has been superseded by FINRA Rule 13413. Please consult the appropriate FINRA Rule.