This rule is no longer applicable. NASD Rule 12602 has been superseded by FINRA Rule 12602. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 12601 has been superseded by FINRA Rule 12601. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 12600 has been superseded by FINRA Rule 12600. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 12514 has been superseded by FINRA Rule 12514. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 12513 has been superseded by FINRA Rule 12513. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 12512 has been superseded by FINRA Rule 12512. Please consult the appropriate FINRA Rule.

While the Code applies to claims filed on or after April 16, 2007, Rule 12512 becomes effective on April 2, 2007.

This rule is no longer applicable. NASD Rule 12511 has been superseded by FINRA Rule 12511. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 12510 has been superseded by FINRA Rule 12510. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 12509 has been superseded by FINRA Rule 12509. Please consult the appropriate FINRA Rule.