FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Innovation Partners LLC (BD No. 146344), Patrick Emanuel Sutherland (CRD No. 3042322), and Yanique Lawrence (CRD No. 3234186), Respondents. Disciplinary Proceeding No. 2016050957901 Hearing Officer—CC ORDER ACCEPTING OFFER OF SETTLEMENT ON BEHALF OF INNOVATION PARTNERS LLC AND YANIQUE LAWRENCE Date: August 26, 2019 INTRODUCTION Disciplinary Proceeding No. 2016050957901 was filed on November 26,

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Innovation Partners LLC (BD No. 146344), Patrick Emanuel Sutherland (CRD No. 3042322), and Yanique Lawrence (CRD No. 3234186), Respondents. Disciplinary Proceeding No. 2016050957901 Hearing Officer—CC ORDER ACCEPTING OFFER OF SETTLEMENT ON BEHALF OF PATRICK EMANUEL SUTHERLAND Date: August 26, 2019 INTRODUCTION Disciplinary Proceeding No. 2016050957901 was filed on November 26, 2018 by the Department

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057757201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Micah O. Handell, Respondent General Securities Representative and General Securities Principal CRD No. 5889420 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Micah O. Handell (“Handell” or “Respondent”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing