Form of Records
Sec.
Execution of Instruments, Contracts, Etc.
Sec. 9.4 (a) All checks, drafts, bills of exchange, notes, or other obligations or orders for the payment of money shall be signed in the name of FINRA Dispute Resolution by such officer or officers or person or persons as the Board, or a duly authorized committee thereof, may from time to time designate.
Waiver of Notice
Sec. 9.3 (a) Whenever notice is required to be given by law, the Certificate of Incorporation, or these By-Laws, a written waiver thereof, signed by the person or persons entitled to such notice, or a waiver by electronic transmission by the person entitled to such notice, whether before or after the time stated therein, shall be deemed equivalent to notice.
Fiscal Year
Sec. 9.2 The fiscal year of FINRA Dispute Resolution shall begin on the first day of January in each year, or such other month as the Board may determine by resolution.
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Deleted by SR-FINRA-2015-034 eff. Dec. 20, 2015. Amended by SR-FINRA-2010-007 eff. Aug. 2, 2010. Adopted by SR-NASD-99-21 eff. July 9, 2000. |
Corporate Seal
Sec.
Fixing of Record Date
Sec. 8.8 The Board may fix a record date in accordance with Delaware law.
| Deleted by SR-FINRA-2015-034 eff. Dec. 20, 2015. Adopted by SR-NASD-99-21 eff. July 9, 2000. |
Lost, Stolen, Destroyed, and Mutilated Certificates
Sec. 8.7 In the event that any certificate representing shares of capital stock of FINRA Dispute Resolution shall be mutilated, FINRA Dispute Resolution shall issue a new certificate in place of such mutilated certificate.
Cancellation
Sec.