12103. Director of Dispute Resolution
This rule is no longer applicable. NASD Rule 12103 has been superseded by FINRA Rule 12103. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 12103 has been superseded by FINRA Rule 12103. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12102 has been superseded by FINRA Rule 12102. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12101 has been superseded by FINRA Rule 12101. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 12100 has been superseded by FINRA Rule 12100. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-12000 has been superseded by FINRA IM-12000. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 11000 Series has been superseded by FINRA Rule 11000 Series. Please consult the appropriate FINRA Rule.