This rule is no longer applicable effective December 15, 2008.

This rule is no longer applicable. Incorporated NYSE Rule 472 has been superseded by FINRA Rule 1200 Series. Please consult the appropriate FINRA Rule.

This rule is no longer applicable effective November 11, 2008.

This rule is no longer applicable effective January 1, 2010.

This rule is no longer applicable effective August 17, 2009.

This rule is no longer applicable effective December 15, 2008.

• • • Supplementary Material: --------------

Reports on Form 121

This rule is no longer applicable. Incorporated NYSE Rule 440A has been superseded by FINRA Rule 3230. Please consult the appropriate FINRA Rule.

This rule is no longer applicable.

Every member not associated with a member organization and every member organization shall make and preserve books and records as the Exchange may prescribe and as prescribed by Rule 17a-3. The recordkeeping format, medium and retention period shall comply with Rule 17a-4 under the Securities Exchange Act of 1934.