9521. Purpose and Definitions
This rule is no longer applicable. NASD Rule 9521 has been superseded by FINRA Rule 9521. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 9521 has been superseded by FINRA Rule 9521. Please consult the appropriate FINRA Rule.
This rule is no longer applicable effective December 15, 2008.
This rule is no longer applicable effective December 15, 2008.
This rule series was amended and incorporated into new NASD Rule 9557 by SR-NASD-2003-110. |
This rule is no longer applicable. NASD Rule 9370 has been superseded by FINRA Rule 9370. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9360 has been superseded by FINRA Rule 9360. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9351 has been superseded by FINRA Rule 9351. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 9349 has been superseded by FINRA Rule 9349. Please consult the appropriate FINRA Rule.