This rule is no longer applicable. NASD Rule 13605 has been superseded by FINRA Rule 13605. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13604 has been superseded by FINRA Rule 13604. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13603 has been superseded by FINRA Rule 13603. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13602 has been superseded by FINRA Rule 13602. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13601 has been superseded by FINRA Rule 13601. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13600 has been superseded by FINRA Rule 13600. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13514 has been superseded by FINRA Rule 13514. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13513 has been superseded by FINRA Rule 13513. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13512 has been superseded by FINRA Rule 13512. Please consult the appropriate FINRA Rule.

While the Code applies to claims filed on or after April 16, 2007, Rule 13512 becomes effective on April 2, 2007.