For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
FINRA has resolved the issue with ADDS, and the Trade Journals are now available.
Questions regarding the notice may be directed to FINRA Market Operations at 866-776-0800.
Advance your regulatory knowledge through FINRA's immersive five-day program at Georgetown University's McDonough School of Business in Washington, DC.
FINRA is publishing its quarterly OTCBB/OTC Equities High Price Dissemination List for the first quarter of 2019. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of June 14, 2019. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter June 13, 2019 as the “Start” date and June 14, 2019 as the “End” date.
