2240. Disclosure of Control Relationship with Issuer
This rule is no longer applicable. NASD Rule 2240 has been superseded by FINRA Rule 2262. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 2240 has been superseded by FINRA Rule 2262. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 2230 has been superseded by FINRA Rule 2232. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 2220 has been superseded by FINRA Rule 2220. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 2212 has been superseded by FINRA Rule 3230. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 2211 has been superseded by FINRA Rule 2210. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-2210-8 has been superseded by FINRA Rule 2216. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-2210-7 has been superseded by FINRA Rule 2215. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-2210-6 has been superseded by FINRA Rule 2214. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-2210-5 has been superseded by FINRA Rule 2213. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD IM-2210-4 has been superseded by FINRA Rule 2210. Please consult the appropriate FINRA Rule.