Gloria Dalton is Vice President and Head of the Office of International Affairs at FINRA. In this capacity, she leads and facilitates FINRA’s engagement with foreign regulators through bilateral cooperation, information-sharing and participation in multilateral organizations and regulatory forums. Her team also monitors global regulatory developments impacting firms, markets, and investors.

Michael Dillon, Senior Vice President, Enterprise Delivery Services, oversees FINRA’s assurance, engineering, user experience, operations, development tools and application support services.

Ivy Ho, Vice President of Technology, leads product development of a diverse portfolio of applications for FINRA’s external stakeholders including FINRA member firms, the Securities and Exchange Commission, other regulators and the public. 

David Budd is Vice President in Technology with responsibility for technology programs for the Market Regulation, Transparency Services and the National Cause and Financial Crimes Detection Programs business areas.

Mr. Budd joined FINRA in 1999, and has managed technology for several regulatory programs, including external interfaces for the first Alternative Display Facility, and the design and implementation of Transparency Services’ Multi-Product Platform. He also directed the technology integration of Cboe Regulation into FINRA.