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2017054076501 Fabiano de Franco CRD 4528382 AWC va (2019-1563524358032).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054076501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fabiano de Franco, Respondent Former General Services Representative CRD No. 4528382 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Fabiano de Franco, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

2017054741201 Robert L. Bryant III CRD 2494572 AWC jm (2019-1563522564700).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054741201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Robert L. Bryant III, Respondent CRD No. 2494572 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Robert L. Bryant III ("Bryant" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

2016052179401 ProEquities, Inc. BD 15708 AWC jm (2019-1563517161242).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052179401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: ProEquities, Inc., Respondent CRD No. 15708 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, ProEquities, Inc. ("ProEquities" or the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

2018059328901 Matthew P. Amos CRD 1177946 AWC jm (2019-1563517173744).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059328901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew P. Amos, Respondent CRD No. 1177946 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Matthew P. Amos ("Amos" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of