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0113. Interpretation

This rule is no longer applicable. NASD Rule 0113 has been superseded by FINRA Rule 0130. Please consult the appropriate FINRA Rule.

0112. Effective Date

This rule is no longer applicable. NASD Rule 0112 has been superseded by FINRA Rule 0120. Please consult the appropriate FINRA Rule.

The Rules shall become effective as provided in Section 1 of Article XI of the By-Laws.

Amended by SR-NASD-98-86 eff. Nov. 19, 1998.

0111. Adoption of Rules

This rule is no longer applicable. NASD Rule 0111 has been superseded by FINRA Rule 0110. Please consult the appropriate FINRA Rule.

The following provisions are adopted pursuant to Article VII, Section 1, of the By-Laws of the Corporation.

0110. Adoption and Application of Rules

This rule is no longer applicable. NASD Rule 0110 has been superseded by FINRA Rule 0110. Please consult the appropriate FINRA Rule.

0100. GENERAL PROVISIONS

This rule is no longer applicable. NASD Rule 0100 has been superseded by FINRA Rule 0100. Please consult the appropriate FINRA Rule.

GENERAL PROVISIONS (0100)

Retired NASD® Rules

Retired Rules

Rule 435(5) Circulation of Rumors

This rule is no longer applicable. Incorporated NYSE Rule Interpretations have been superseded by Temporary Dual FINRA-NYSE member Rule Series. Please consult the appropriate FINRA Rule.

Rule 409 Statements of Accounts to Customers

SR-FINRA-2019-009 has been approved by the SEC. Effective May 8, 2019, this rule will no longer be applicable. Please consult the appropriate FINRA rule.

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