FINRA Registration Systems Foundation In-Person Training
In-Person Registration Systems Foundation includes a single day of training for firms on FINRA Gateway and related systems. This training is designed for compliance personnel who are new to registration and licensing or need to become more familiar with using FINRA Gateway and submitting Uniform Forms (U4, U5, BR).
The single day of in-person firm training offers practical instruction on how to navigate FINRA Gateway and complete basic tasks.