Government Shutdown Information

CSLC

Certified Student Loan Counselor (CSLC)

Designation Essentials
Status Currently offered and recognized by the issuing organization.
Issuing Organization National Association of Certified Credit Counselors
Qualification and Training Requirements
Prerequisites

Must be an active member of NACCC by holding either the Certified Credit Counselor or Certified Financial Health Counselor designation.
Designation Training Requirements

Six-module online course
Designation Exam Type

Online, proctored final exam
Continuing Education Requirements

16 hours every two years
Verification and Complaints
Online Designation Resource

None
Investor Complaint Process

None
Published List of Disciplined Designees

None

APFI

Accredited Personal Finance Instructor (APFI)

Designation Essentials
Status Currently offered and recognized by the issuing organization.
Issuing Organization National Financial Educators Council (NFEC)
Qualification and Training Requirements
Prerequisites

Candidates must hold the Certified Financial Literacy Professional and the Certified Financial Education Instructor credentials in good standing. 
Designation Training Requirements

Online, self-paced training course
Designation Exam Type

Online, closed book exam
Continuing Education Requirements

Recertification required every three years
Verification and Complaints
Online Designation Resource

Online at NFEC Certification Accreditation
Investor Complaint Process

Online at Report Misconduct
Published List of Disciplined Designees

None

CFCC

Certified Financial and Career Coach (CFCC)

Designation Essentials
Status Currently offered and recognized by the issuing organization.
Issuing Organization National Association of Certified Credit Counselors
Qualification and Training Requirements
Prerequisites

Completion of Certified Credit Counselor or Certified Financial Health Counselor program
Designation Training Requirements

11-module online course
Designation Exam Type

Online, proctored final exam
Continuing Education Requirements

16 hours every two years
Verification and Complaints
Online Designation Resource

None
Investor Complaint Process

None
Published List of Disciplined Designees

None

Timothy Thompson

Timothy Thompson is Senior Vice President, Enterprise & Financial Solutions. More specifically, Mr. Thompson serves as the Head of FINRA’s Enterprise Risk Management (ERM) Team. ERM provides a consolidated, organization-wide view of risks that could potentially have a significant impact on FINRA’s ability to achieve its mission, strategic goals and key business objectives. The program also assesses how each of these enterprise risks are being managed and supports FINRA's strategic planning, budgeting and resource allocation processes.

2019062059301 Barclays Capital Inc. CRD 19714 AWC vr (2024-1715559606912).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062059301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Barclays Capital Inc. (Respondent) Member Firm CRD No. 19714 Pursuant to FINRA Rule 9216, Respondent Barclays Capital Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2023078612801 Fernando Corcuchia CRD 5394734 AWC vr (2024-1715559606562).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.2023078612801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Fernando Corcuchia (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5394734 Pursuant to FINRA Rule 9216, Respondent Fernando Corcuchia submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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