13414. Determinations of Arbitration Panel
|
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-2004-011 eff. April 16, 2007. |
13413. Jurisdiction of Panel and Authority to Interpret the Code
|
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-2004-011 eff. April 16, 2007. |
13412. Director's Discretionary Authority
|
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-2004-011 eff. April 16, 2007. |
13411. Replacement of Arbitrators
13410. Removal of Arbitrator by Director
13409. Arbitrator Recusal
|
Amended by SR-FINRA-2008-021 eff. Dec. 15, 2008. Adopted by SR-NASD-2004-011 eff. April 16, 2007. |
13408. Disclosures Required of Arbitrators
13407. Additional Parties
13406. Appointment of Arbitrators; Discretion to Appoint Arbitrators Not on List
For disputes involving statutory employment discrimination claims, sexual assault claims, and sexual harassment claims, see Rule 13802.