Notice To Members 93-82
Last Voting Date: January 31, 1994
SUGGESTED ROUTING |
Corporate Finance |
Executive Summary
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Last Voting Date: January 31, 1994
SUGGESTED ROUTING |
Corporate Finance |
Executive Summary
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Effective Date: December 15, 1993
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Effective Immediately
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Effective February 1, 1994
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Senior Management |
Executive Summary
Effective Date: February 1, 1994
SUGGESTED ROUTING |
Senior Management |
Executive Summary
SUGGESTED ROUTING |
Internal Audit |
The NASD will observe the following holiday schedule for 1994:
February 21 |
Presidents' Day |
SUGGESTED ROUTING |
Internal Audit |
Martin Luther King, Jr., Day: Trade Date-Settlement Date Schedule
SUGGESTED ROUTING |
Legal & Compliance |
As of November 26, 1993, the following 105 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,412:
Symbol |