FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080474101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Victor Tall (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 1314547 Pursuant to FINRA Rule 9216, Respondent David Victor Tall submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.