FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.2020065534802 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: MML Investors Services, LLC (Respondent) Member Firm CRD No. 10409 Pursuant to FINRA Rule 9216, Respondent MML Investors Services, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072487002 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Crews & Associates, Inc. (Respondent) Member Firm CRD No. 8052 Pursuant to FINRA Rule 9216, Respondent Crews & Associates, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072487001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Rush F. Harding III (Respondent) Former General Securities Representative, Former General Securities Principal and Former Municipal Securities Principal CRD No.501131 Pursuant to FINRA Rule 9216, Respondent Rush F. Harding III submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.