FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070719701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Sara Qazi (Respondent) General Securities Representative CRD No. 4118177 Pursuant to FINRA Rule 9216, Respondent Sara Qazi (Qazi) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.