SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 97860 / July 10, 2023 Admin. Proc. File No. 3-20126 In the Matter of the Application of MICHAEL JOSEPH CLARKE For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION—REVIEW OF DISCIPLINARY PROCEEDING FINRA found that person associated with member firm converted funds, made material misrepresentations, and issued bad checks; barred him for his violations of FINRA rules; and ordered restitution. Held, FINRA’s findings of violation

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