FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.2023079709401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ashley Marie Curreri (Respondent) Fonner Investment Company and Variable Contracts Products Representative CRD No. 5843466 Pursuant to FINRA Rule 9216. Respondent Ashley Marie Curreri submits this Letter of Acceptance, Waiver. and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079728001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Maureen J. D'Amico (Respondent) General Securities Representative CRD No. 2283701 Pursuant to FINRA Rule 9216, Respondent Maureen J. D' Amico submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.