FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BELIVEAU BAYS (CRD No. 6034987), Respondent. Disciplinary Proceeding No.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. LEK SECURITIES CORP. (CRD No. 33135), and CHARLES FREDERIK LEK (CRD No. 4672129) Respondents. Disciplinary Proceeding No.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076282401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daniel VanSkiver (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 4255472 Pursuant to FINRA Rule 9216, Respondent Daniel VanSkiver submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.