2023079717201 Sanford Cohen CRD 1509386 AWC vr (2024-1714954813801).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023079717201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Sanford Cohen (Respondent)
Investment Company and Variable Contracts Products Representative
CRD No. 1509386
Pursuant to FINRA Rule 9216, Respondent Sanford Cohen submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.