FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056483904 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Frank L. Martin (Respondent) General Securities Principal CRD No. 2859847 Pursuant to FINRA Rule 9216, Respondent Frank L. Martin submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.