FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021073167201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lee Michael Generous (Respondent) Former General Securities Representative CRD No. 5765351 Pursuant to FINRA Rule 9216, Respondent Lee Michael Generous submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.