FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075150801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jilena Yuen-Han Mok (Respondent) General Securities Representative CRD No. 6115674 Pursuant to FINRA Rule 9216, Respondent Jilena Yuen-Han Mok submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.