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2020065242201 Decker & Co, LLC CRD 166446 AWC gg (2023-1701908398605).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065242201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Decker & Co, LLC (Respondent) Member Firm CRD No. 166446 Pursuant to FINRA Rule 9216, Respondent Decker & Co, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.