FINRA Is Open

SR-FINRA-2023-010

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to provide relief relating to specified option transactions under FINRA Rule 4210 (Margin Requirements).

2019064511203 Douglas Blake Solinsky CRD 4715268 AWC vr (2023-1690676405081).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064511203 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Douglas Blake Solinsky (Respondent) General Securities Representative CRD No. 4715268 Pursuant to FINRA Rule 9216, Respondent Douglas Blake Solinsky submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2022076025501 Jonathan Walter Way CRD 1126849 AWC vr (2023-1690676405086).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076025501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jonathan Walter Way (Respondent) Former General Securities Representative CRD No. 1126849 Pursuant to FINRA Rule 9216, Respondent Jonathan Walter Way submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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