FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Michael Ciro Colletti CRD No. 4577898, Respondent. Disciplinary Proceeding No. 2019061942901 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between March 2017 and February 2019, while associated with The Investment Center, Inc. (CRD No. 17839) (“ICI” or the “Firm”), Respondent Michael Ciro Colletti placed 73 trades with total principal value of approximately $157,231 in the account of an elderly customer without the customer’s prior authorization.