2021072548702 Delaina Kucish CRD 4401092 AWC lp (2023-1688257209309).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LEITER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021072548702
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Delaina Kucish (Respondent)
Former General Securities Representative
CRD No. 4401092
Pursuant to FINRA Rule 9216, Respondent Delaina Kucish submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations descnbed below.
2020066651002 Park Avenue Securities, LLC CRD 46173 AWC vr (2023-1688257209301).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020066651002
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Park Avenue Securities LLC (Respondent)
Member Firm
CRD No. 46173
Pursuant to FINRA Rule 9216, Respondent Park Avenue Securities LLC submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2019061528001 Spartan Capital Securities LLC CRD 146251, John D. Lowry CRD 4336146, and Kim M. Monchick CRD 2528972 OHO Decision df2 (2023-1688170803677).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS
DEPARTMENT OF ENFORCEMENT, Complainant,
v.
SPARTAN CAPITAL SECURITIES, LLC (CRD No. 146251), JOHN D. LOWRY (CRD 4336146), and KIM M. MONCHIK (CRD 2528972), Respondents.
Disciplinary Proceeding No.